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Why I Have a Bust of John Quincy Adams

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JQA_BustI have a bust of John Quincy Adams on my desk.

Why?

Because few Americans are greater symbols of resolution, loyalty to country and the courage to overcome defeat.

Moreover, John Quincy Adams is a reminder of how one lawyer can make a difference in the United States.

JQA suffered a massive stroke on the Floor of the House of Representatives on February 21, 1848.

He served in the House from 1830 to his death on February 23, 1848. He is the only American President to be elected and serve in Congress after his Presidency. [While President Andrew John was elected to the Senate by the Redeemer Government in Tennessee, he died before taking the oath of office.] During this time, President John Quincy Adams earned the nickname Old Man Eloquent.

Never before in our country’s history had there been a larger funeral for a former President of the United States. Statesmen and a grieving procession several miles long accompanied Adams’ body back to Quincy, Massachusetts. In true government fashion, Adams’ coffin was several inches too wide for the crypt.

Only one other state funeral would have a larger outpouring of national grief in the 19th Century. It was for an attorney from Illinois who served one term in Congress. His name was Lincoln.

JQA grew up at the founding of the United States, thanks in large part to his father’s determination to see an independent United States of America. A boy who became an ambassador (and the only family where the grandfather, father and grandson each served as Ambassador to England); the US Senator who lost his office because of his support for the Embargo Act of 1807; the statesman who helped negotiate the end of the War of 1812; the Secretary of State who defined 19th Century foreign policy with the Monroe Doctrine; and a man elected President of the United States by the House after a disputed election with four candidates.

President John Quincy Adams was the first “modern” President who did not wear a wig, worn clothes modern for the time and had what would be considered a progressive administration. He wanted roads, a Naval Academy and what would be called the Smithsonian. He also wrote in his diary daily, even go so far to teach himself to write left-handed when his right hand became tired. He also swam nude in the Potomac to exercise…which would not go over well today.

Unfortunately, his Presidency was a total failure. Congress dug in and opposed him on every issue, biding their time for Andrew Jackson.

Adams lost the election of 1828. Many historians joke it was probably more honorable to have lost than won that race. During the campaign, Jackson’s people accused Adams as having supplied the Russian Tsar with American virgins while Adams was Commissioner to Russia (which was not true); the Adams camp produced the Coffin Hand Bill, which accused Jackson of being a bigamist, having killed men in duels and being illiterate. All of which were true about Jackson.

Jackson could also spit blood at will on people he argued with, thanks to a dueling injury.

To be fair, Jackson’s wife did not have a proper divorce from her first husband. The stress of the election also killed her.

Adams was one of two Presidents not to attend his successor’s Inauguration. The other was John Adams.

How does a man totally defeated from the Presidency have the courage to run for the House of Representatives? How does he serve with honor and dedication until his dying day? Where does that courage come from?

Congressman John Quincy Adams fought tooth and nail against the Gag Rule, the practice of tabling without reading petitions on slavery. Adams called the Gag Rule exactly what it was: an outright violation of the First Amendment, denying citizens the right to petition their government for grievances. Adams was once greeted in Ohio for his defense of the First Amendment with a banner declaring he was the “Defender of the Rights of Man.”

In time, John Quincy Adams’ allies grew. One was Joshua R Giddings. Congressman Giddings also took up many of Adams’ causes. Like most Congressmen of the time, many lived in boarding houses and ate together. Adams and Giddings lived at the same boarding. Giddings roommate was Abraham Lincoln.

So, why a bust of John Quincy Adams? Because I admire a lawyer who lived, fought and died in order to make America better.

Jabba the Hutt & Employee Safety

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Long, long ago, in a galaxy far far away, the planet of Tatooine apparently did not have any laws on employee safety or premise liability.

Jabba the Hutt’s Palace would make thousands of OSHA inspectors scream out in horror, then nothing.

Jabba’s safety standards raise many issues as they related to employees (such as the guard who fell in the Rancor Pit), independent contractors (Boba Fett) and those held in servitude (Oola, the green dancing girl fed to the Rancor & Princess Leia).

Employers’ Duty to Employees

Provided the Old Republic had similar employee protection laws to the United States, an employer:

(1) shall furnish to each of his employees employment and a place of employment which are free from recognized hazards that are causing or are likely to cause death or serious physical harm to his employees;

(2) shall comply with occupational safety and health standards promulgated under this Act.

29 USCS § 654(a).

Additionally, floors with holes that “persons can accidentally walk” into (such as on a construction site) must be guarded by a railing or cover. W. C. Sivers Co. (1972) OSHRC Docket No. 239, 1973-1974 CCH OSHD P 17792, 29 CFR 1926.500(b)(8).

The Trap Door to The Rancor Pit

Jabba the Hutt used a trap door to 1) dispose of Oola, the dancer who displeased Jubba and 2) attempt to eliminate Luke Skywalker, accidentally sending a guard to be a snack for the Rancor.

Gamorrean_AssumptionofRisk_3051

Oola’s case highlights several issues: She was held in Jabba’s Palace against her will and then fed to the Rancor.

Jabba’s actions would range from holding someone in slavery (which apparently was legal on Tatooine) to outright murdering her.

Jabba’s Palace Guard who fell in the Rancor Pit with Luke Skywalker was owed a duty by Jubba  to be free from recognized hazards that are causing or are likely to cause death or serious physical harm.

However, as a palace guard, he also assumed the risk the different dangers that came with the job. With that said, being a palace guard does not mean he assumed the risk of falling through a trap door and being eat alive by the Rancor.

Even if the Guard could have assumed the risk of falling down the trap door, the Rancor was a wild animal (See, Wookieepedia). Case law has found that an owner of property can be liable for injuries under premises liability for a free roaming wild animal on their property provided they have knowledge of the dangerous animal. (See, The Landings Ass’n, Inc. v. Williams, 736 S.E.2d 140 (Ga. Ct. App. 2012), regarding knowledge of an alligator in a lagoon that injured someone). In Jubba’s case, the Rancor was imported to Tatooine to be used as an execution weapon in a pit. It certainly was not free roaming, but purposely contained because it was dangerous. It was highly foreseeable that the creature could accidentally eat the wrong person.

The Independent Contractor & The Sarlacc Pit

Boba Fett was an independent contractor, because he was a bounty hunter not directly employed by Jabba the Hutt. In the universe of premises liability, independent contractors are viewed as business invitees. Taylor v. Nabors Drilling United States, LP, 2013 U.S. Dist. LEXIS 14555, at *5 (S.D. Miss. Feb. 4, 2013).

Boba_IndependentContractor_3030

What duty was Boba Fett owed by Jabba while on the Barge over the Sarlacc Pit?

A case involving an injury on an oil rig is illustrative, if we view Jabba’s barge over the Sarlacc Pit like an oil rig at sea.

Jabba as a premises owner (the barge, not the sand dunes) had a general duty to “provide an independent contractor with a reasonably safe work environment or give warning of danger.” Taylor, at *5, citing Nofsinger v. Irby, 961 So. 2d 778, 781 (Miss. Ct. App. 2007).

However, Jabba as a premises owner was not, “an insurer of the [independent contractor’s] safety.” Taylor, at *5, citing Coho Res., Inc. v. McCarthy, 829 So. 2d 1, 10 (Miss. 2002). However, “there are exceptions to the general rule, which can be reduced to two issues: who controls the work which caused the injury, and whether the contractor had actual or constructive knowledge of the hazard which caused the injury.” Taylor, at *5, citing Coho Res., Inc. v. McCarthy, 829 So. 2d 1, 10 (Miss. 2002).

Case law states that when the premises owner “devolves upon the contractor the right and fact of control of the premises and the nature and details of the work, the owner has no liabilities for injuries experienced by the contractor’s workers where those injuries arose out of or were intimately connected with the work.” Taylor, at *5.

A  premises owner is “not liable for the death or injury of an independent contractor or his employees resulting from dangers that the contractor, as an expert, knows or reasonably should know.” Taylor, at *6, citing McCarthy, 829 So. 2d at 14. The Taylor Court went on to state:

Phrased differently, a premises owner will not be held liable where an independent contractor has “assumed the risk” of danger. Stokes, 217 F.3d at 357.  Accordingly, an “employer is relieved of the duty of informing an independent contractor of a danger at the work site if the independent contractor knows of that danger.” Nofsinger, 961 So. 2d at 781.The “knowledge of the danger” exception . . . does not require such a close nexus between the dangerous condition and the work the contractor is obligated to perform. That rule rests on the premise that under circumstances where the contractor has knowledge of the condition, his ability to avoid the harm is equal to that of the owner of the premises. The ability of the contractor to avoid injury where he knows that a dangerous condition exists does not depend on his control over the manner in which the work is performed or his reason for being on the premises. Stokes, 217 F.3d at 359.

Boba Fett was the adult clone of Jango Fett, trained as an expert bounty hunter. Given his skill as a warrior-for-hire, he assumed the risk of engaging Luke Skywalker, Han Solo and Chewbacca in battle over the Sarlacc Pit. As such, Jabba owed Boba Fett no duty under premises liability for any injuries sustained in the Sarlacc Pit.

Rancors’ Rights: Possible Episode VII Plot Ideas

The New Republic may mean the end of Slave Leia outfits, but what about the Rankors of the universe? Will the outlawing of slavery in the New Republic mean these creatures could still be held against their will for brutal entertainment? Let’s review one California case for a possible outcome.

Leaping KillerWhale, Orcinus OrcaPlaintiffs in California brought a Next Friends case on behalf of orca whales held at Sea World, claiming the whales’ 13th Amendment rights were being violated. Tilikum v. Sea World Parks & Entm’t, Inc., 842 F. Supp. 2d 1259, 1262-1264 (S.D. Cal. 2012).

That’s right, the Killer Whales were the Plaintiffs.

After lengthy historical analysis, the Court held the 13th Amendment applied only to persons, not non-humans. Tilikum, at *1263.

In the case of the Rancors, it is unlikely a law prohibiting slavery would apply to them, as they were simply eating machines. As such, the New Republic would need specific legislation to ensure the safe and humane treatment of Rancors.

It was a joke!

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Donald Trump is back in the news again…this time for suing comedian Bill Maher over an offer Maher made on the Tonight Show a month ago.  Talking to host Jay Leno, Bill Maher said that he would donate $5 million to the charities of Trump’s choice if Trump could prove that he wasn’t “the spawn of his mother having sex with an orangutan.”  Trump provided Maher with his birth certificate, but Maher refused to pay up, so Trump filed a breach of contract suit against Maher.

GavelI’ve written about unilateral contracts before.  In such a contract, the offeror (Bill Maher)  makes a promise (donate $5 million) if the offeree (Trump) performs the requisite terms (proving his father is a homo sapien).  Trump’s claiming that he performed and, therefore, Maher needs to pay up.  But Maher is refusing, so what’s his defense?

It’s a joke!  Maher isn’t the first defendant in a breach of contract suit to claim that a contract was never intended – that the entire deal was based on a joke.  And, indeed, the law generally recongizes the idea that even if the contract looks legit it won’t be enforced if it’s a joke.  See Restatement of Contracts, 2d, § 214(d)-(e) comment c.  Of course, if you could easily avoid your contractual obligations by claiming you were joking, everyone would do it.  See, e.g., Luebbert v. Simmons, 98 S.W.3d 72, 78 (Mo.App. W.D. 2003) (defendant was unable to avoid contract by claiming she was drunk and/or joking).

Studio Audience

So how does Maher prove to the court that he was joking?  The court will look to Maher’s conduct and words.  If a reasonable person would believe that Maher intended a real agreement from his actions, then Maher can’t avoid the creation of a contract.  Id.  If, on the other hand, it was obvious that it was a joke, than the court will find that no contract was formed.  See Leonard v. Pepsico, Inc., 88 F.Supp.2d 116, 127-128 (S.D.N.Y. 1999).  In this case, given that this was a comedian performing on a late night talk show before a laughing studio audience – and given the parallels to Trump’s own offer to President Obama – it will be difficult for Trump to show that any reasonable person believed a contract had been formed.  But he’s in the news again, so Trump’s already won.

 

Ferengi Prenuptial Agreements

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Star Trek Deep Space 9 addressed many legal issues in its seven seasons, from whether a host of a symbiont could be tried for the crimes of a past host/symbiont (Dax), to the right to a fair trial (Tribunal) and prosecutorial misconduct from presenting false evidence in a court hearing (Rules of Engagement).

Some of the biggest legal issues presented were on Ferengi culture across multiple episodes. Ferengi law prohibited women from wearing clothes, leaving the home, learning to read and earning profit. Moreover, 53% of Ferengi population was female, casting the laws as a form of gender-apartheid.

Adding insult to further injury, women who wished to marry had to sign a Waiver of Property & Profit, which was a prenuptial agreement that prohibited the prospective wife from 1) owning any property and 2) making any claims against the husband’s estate in the event the marriage ends.

Dabo_Rom_9937Many of these issues were the central themes in the episode Ferengi Love Songs, which addressed prenuptial marital agreements and equal protection under the law.

Validity of Ferengi Prenuptial Agreements

In Community Property states (or planets), property acquired during a marriage is the joint property of the “community” and would be divided equally at either divorce or death (unless the community interest owned by the deceased spouse is specified in a will). Conversely, property acquired before marriage, or acquired by gift or devise, is the separate property of a spouse.

However, the property rights of the community may be altered by a “contract” between the husband and wife (such as a premarital agreement).

In California, these agreements are executed without consideration and become effective when the marriage begins.

Dabo_9948And no [fictional] race is better at contracts than the Ferengi.

Considering these legal principles, could the Ferengi Rom have a valid prenuptial agreement with his Bajoran fiance Leeta that prohibited her from having an interest in his property?

Could Rom prohibit Leeta from owning any property?

As a preliminary matter, simply decloaking before a prospective wife with such an agreement is pretty much entering the command code to set your relationship on self-destruct. With a zero second countdown. It truly would be the no-win scenario.

California law states for a premarital agreement to be enforceable, the following must be demonstrated:

(a) A premarital agreement is not enforceable if the party against whom enforcement is sought proves either of the following:

(1) That party did not execute the agreement voluntarily.

(2) The agreement was unconscionable when it was executed and, before execution of the agreement, all of the following applied to that party:

(A) That party was not provided a fair, reasonable, and full disclosure of the property or financial obligations of the other party.

(B) That party did not voluntarily and expressly waive, in writing, any right to disclosure of the property or financial obligations of the other party beyond the disclosure provided.

(C) That party did not have, or reasonably could not have had, an adequate knowledge of the property or financial obligations of the other party.

(b) An issue of unconscionability of a premarital agreement shall be decided by the court as a matter of law.

(c) For the purposes of subdivision (a), it shall be deemed that a premarital agreement was not executed voluntarily unless the court finds in writing or on the record all of the following:

(1) The party against whom enforcement is sought was represented by independent legal counsel at the time of signing the agreement or, after being advised to seek independent legal counsel, expressly waived, in a separate writing, representation by independent legal counsel.

(2) The party against whom enforcement is sought had not less than seven calendar days between the time that party was first presented with the agreement and advised to seek independent legal counsel and the time the agreement was signed.

(3) The party against whom enforcement is sought, if unrepresented by legal counsel, was fully informed of the terms and basic effect of the agreement as well as the rights and obligations he or she was giving up by signing the agreement, and was proficient in the language in which the explanation of the party’s rights was conducted and in which the agreement was written. The explanation of the rights and obligations relinquished shall be memorialized in writing and delivered to the party prior to signing the agreement. The unrepresented party shall, on or before the signing of the premarital agreement, execute a document declaring that he or she received the information required by this paragraph and indicating who provided that information.

(4) The agreement and the writings executed pursuant to paragraphs (1) and (3) were not executed under duress, fraud, or undue influence, and the parties did not lack capacity to enter into the agreement.

(5) Any other factors the court deems relevant.

Cal Fam Code § 1615.

Right out of the space dock, the premarital agreement would be unenforceable on its face if the prospective wife was not represented by counsel to advise the prospective wife on her property ownership rights or possible community property rights. Additionally, there would be a strong public policy agreement against stripping the prospective wife of her right to own any property. That alone would leave the premarital agreement dead in space.

While case law has upheld premarital agreements with spousal support waivers that are  “executed by intelligent, well-educated persons, each of whom is self-sufficient in property and earning ability, and both of whom had the advice of counsel regarding their rights and obligations as marital partners at the time they executed the waiver,” divesting a woman of her right to own any property would completely destroy the prospective wife’s ability to be “self-sufficient in property and earning ability.” In re Marriage of Pendleton & Fireman, 24 Cal. 4th 39 (Cal. 2000). Moreover, there is a huge difference between contracting away spousal support rights and a woman being reduced to property.

Turning to Oklahoma case law, an “antenuptial agreement” is enforcement if it is “fairly procured.” Okla. Stat. Ann. title 84, § 44; In re Estate of Cobb, 305 P.2d 1028, Syl. P 2 (Okla. 1956). One Oklahoma case stated:

To ensure fairness, antenuptial agreements that make no provision for the intended wife are given the “closest scrutiny.” Cobb, 305 P.2d at 1031. Further, agreements that do not provide (or meagerly provide) for the intended wife are valid only where “a full and fair disclosure was made to her of the extent and value of [her prospective husband’s] property before she signed it, or that she was aware to all intents and purposes of the nature, character and value of the estate which she was relinquishing . . . .” Id. at 1032 (emphasis added).

Gant v. Gant, 1994 U.S. App. LEXIS 20603 (10th Cir. Okla. Aug. 4, 1994).

The Gant case would be of little help to finding an enforceable Ferengi prenuptial agreement, because even if the prospective wife understood the value of the estate she was relinquishing, one could not argue giving up an interest in a future husband’s estate is the same as giving up her right to own property herself.

Dabo_Prenup_Phaser2It is highly unlikely that a prenuptial agreement that prohibited a wife from owning property would be valid. However, a prenuptial agreement that only protected the pre-marriage assets of the parties is a “traditional” prenuptial agreement. If Rom simply wanted to protect his own estate in the event of divorce, it likely would be a valid prenuptial agreement, depending on how the agreement was executed. Consider the following valid marital agreement:

WHEREAS, the parties to this agreement contemplate entering into the marriage relation with each other, and;

WHEREAS, [the husband], individually owns certain tangible and intangible property, a list of which is set out hereinafter in Exhibit ‘A’, the nature and extent of which has been disclosed to the [wife], and he desires that all property now owned or hereafter acquired by either [sic] shall be free, for purposes of testamentary disposition, divorce or otherwise, from any claim of the [wife], that may arise by reason of their contemplated marriage, other than as set out herein;

NOW THEREFORE,  in consideration of the premises and the mutual covenants herein contained, it is agreed as follows:

1. Both before and after the solemnization of the marriage between the parties, [the husband] shall separately retain all rights in his own property, including all interest, rents and profits which may accrue or result in any manner from increases in value, and he shall have the absolute and unrestricted right to dispose of his property, free from any claim that may be made by the [wife] by reason of their marriage, and with the same effect as if no marriage had been consummated between them, whether such disposition be made by gift, conveyance, sale, lease; by will or codicil or other testamentary means; by laws of intestacy; or otherwise. Any property, real, personal or mixed, acquired after the date of said marriage shall be considered joint property unless agreed to in writing, signed by both parties.

. . . .

8. [The wife] has examined the financial statements attached hereto and made a part hereof as Exhibit ‘A’ and has had the opportunity to question and examine all items therein, and acknowledges that fair disclosure has been made by [the husband], as contemplated under the provisions of Section 43-8-72, Code of Alabama (1975), as amended. Each certifies that he or she has had an independent and separate counsel and has been independently advised and has been given, without limitation, all information requested. Each further certifies that counsel has advised and informed him or her of the legal effects of this document.

9. In the event of the death of [the husband] or the granting of a final divorce decree, [the wife] shall have no right to any claim against the estate of [the husband] based on spousal or marital rights including, but not limited to maintenance, support, or property settlements, by reason of or on account of dissolution of the marriage, or by reason of death.”

Exhibit A, which was a document attached to the antenuptial agreement, was labeled “Property to be Retained by [the husband], Individually, Without Any Claims by [the wife],” and it included six paragraphs identifying real and personal property, as follows:”

1. Any pension plan, including all stocks owned prior to marriage of parties, and including any IRA accounts, SEP IRA accounts or 401k accounts.

2. All checking and/or savings accounts, including money market accounts individually  owned by [the husband], prior to marriage of the parties.

3. All jewelry owned by [the husband], including jewelry passed down to said [husband] by his parents, and/or grandparents, including his mother’s engagement ring, grandmother’s engagement ring, mother’s diamond/ruby ring, mother’s emerald ring, and father’s diamond cluster ring.

4. Automobiles owned prior to marriage, including BMW automobile [and] Ford Explorer.

5. Home, real estate, and furnishings located therein, located at [the marital residence].

6. All personal property and belongings owned by [the husband] prior to the marriage of the parties.”

Hood v. Hood, 72 So. 3d 666, 670-671 (Ala. Civ. App. 2011).

There is no question that a court, especially considering the contract would provide nothing to the wife in the event of divorce or death, would closely review a prenuptial agreement.

To be valid, a court would require having Leeta at least be represented by an attorney, with an opportunity to fully review Rom’s assets and understand what rights she was waiving.

Even then, the former Dabo Girl turned Jumja stick vendor, still might have been at a disadvantage to negotiate, given their differences in economic abilities.

Sadly, the episode does not have a happy legal ending, because neither party had an attorney. Instead of a prenuptial agreement that protected the interests of both Rom and Leeta, Rom gave away his money to an orphanage (a win for the children), effectively taking a vow of mutual poverty to marry Leeta.

If only there had been a law firm on DS9….

Now, let’s talk about equal protection under the law for Ferengi women who are banned from reading, wearing clothes, leaving the house, having a job, or earning profit….

No_Quark

…and don’t forget about the potential harassment suits over Quark’s employment contracts over Oo-mox….

Bow Ties, the TARDIS & Court Opinions

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Unless you have been time locked in the The Last Great Time War, most science fiction fans recognize that Matt Smith’s 11th Doctor has ushered in a Bow Tie Renaissance.

Doctor Who, without question, has done wonders for bow tie awareness with “Bow Ties Are Cool.” However, lawyers and judges have worn bow ties for as long as there has been the United States of America.

Great bow tie wearing American legal minds have included Clarence Darrow, John Quincy Adams, Joesph Welch, John Paul Stevens and Abraham Lincoln.

You also cannot say “bow tie” without saying Winston Churchill.

JoshDr_7458I personally made the switch to bow ties in 2007, so I would stand out from other speakers on eDiscovery. Bow ties are also just cool.

Case in point: Before a community legal event, the elected District Attorney and Public Defender both complimented me on my bow tie, demonstrating bow ties can bring both sides in the administration of justice together.

What have judges said about bow ties in court opinions over the years? Let’s review the legal valet of bow ties.

Residual Fear of Bow Tie Wearing Law School Professors

Some lawyers and judges had rough encounters with bow tie wearing professors in law school. Exhibit A of such negative long term memories:

This is a difficult case. It involves several discrete areas of New York contract law coupled with imperfect facts; the combination of which is appropriately found on the pages of cruel contracts exams given by law professors clad in bow ties. Nevertheless, pursuant to this Court’s diversity jurisdiction, the following facts were adduced and legal issues raised by the Parties for this Court to resolve.

Grandis Family P’ship v. Hess Corp., 588 F. Supp. 2d 1319, 1321 (S.D. Fla. 2008).

The Clothing of Contempt

Justice Joseph Boyd from the Supreme Court of Florida made the following point in a dissenting opinion on whether someone could be held in contempt based on courtroom attire (in the case, a string tie):

It is interesting to observe that the female Assistant Attorney General who appeared before this Court against petitioner was wearing an attractive coat, shirt and tie which would have been considered extremely unorthodox forty years ago. Apparently if the male petitioner in this instance had been wearing the same coat, shirt and tie worn by the female Assistant Attorney General the trial courts would not have cited him for contempt. The irony of the situation is further illustrated by the fact that if petitioner should become a judge and should determine it proper for all male attorneys to wear string ties when appearing before him, he might well cite all non-conforming members of the Bar for contempt. If trial judges can require male attorneys to wear ties preferred by said judges then those who wear bow ties may require the wearing of bow ties and those who wear blue ties may be offended by those who wear red ties.

Specifically, it is my opinion that judges are not permitted by the Federal or State Constitutions, statutes or rules of court, to hold an attorney in contempt for wearing any type of clothing in courtrooms so long as such clothing does not interfere with the proper administration of justice or demonstrate disrespect for the court or judicial proceedings.

Sandstrom v. State, 336 So. 2d 572, 578-579 (Fla. 1976).

Bow Ties & Religious Freedom Under the First Amendment

In a case pertaining to what sorts of ties a prisoner could wear, the Court had to address whether prohibiting the Plaintiff from wearing a multi-colored bow tie violated his religious freedom in prison.

A Department of Corrections policy directive, No. 4911, lists types of clothing that inmates are permitted to wear. The list of acceptable items includes “Neckties – cloth, solid colors only,” and “Bow ties.” Since a bow tie is a type of necktie, and the directive specifies that only solid-color neckties are permitted, the directive is reasonably read as allowing solid-color bow ties and prohibiting multi-colored bow ties. Defendants introduced evidence that they informed Allah that his confiscated bow tie was unacceptable not because it was a bow tie, but only because it was multi-colored, and that there was no institutional objection to his having solid-color bow ties. Since there was evidence that wearing any color bow tie is an acceptable exercise of the Nation of Islam religion, the trial court’s conclusion that the prohibition against Allah’s wearing a multi-colored bow tie did not infringe his rights was not erroneous.

Allah v. Irvin, 1995 U.S. App. LEXIS 39868, 2-3 (2d Cir. N.Y. Nov. 17, 1995).

Bow Tie Wearing Jurors: The Scourge of Criminal Defense Lawyers

Judge William Hungate stated the following regarding peremptory strikes, jury selection and bow ties:

JoshDrWho_7450Some well-known and successful criminal defense lawyers have expressed views about jurors that to others may seem idiosyncratic, if not absurd. Percy Forman, one of the more successful, is leary of Germans, Russians, and others with a strong sense of law, order, and “tribal tradition.” Louis Nizer has said he is suspicious of prospective jurors with beards or bow ties: “They’re usually individualists who will try to win a jury over to their view.

United States v. Johnson, 721 F. Supp. 1077, 1081 (E.D. Mo. 1989)(Emphasis added).

All things considered, Louis Nizer did have a valid point on people who wear bow ties: We tend to “think different” and are not afraid to stand out.

Ingratiating Bow Ties

Supreme Court Justice John Paul Stevens, a long time bow tie wearing justice, made the following point in dissent with bow ties as an example, simultaneously showing the contrarian nature of some bow tie wearers:

Consider the following scenario. A crafty homeowner in need of a mortgage, having learned that the bank’s loan officer is a bow tie aficionado, purchases his first bow tie to wear at their first meeting. As expected, the loan officer is wearing such a tie, which, incidentally, the prospective borrower considers downright ugly. Nevertheless, thinking that flattery will increase the likelihood that the officer will be favorably disposed to approving the loan, the applicant swallows hard and compliments the officer on his tie; he then volunteers the information that he too always wears a bow tie. This is a lie. Under the majority’s interpretation, this person could spend 30 years in federal prison. He made a “false statement.” 18 U.S.C. § 1014. In fact, until that day he had never worn a bow tie. And the statement was made “for the purpose of influencing” the bank. Ibid. The applicant subjectively hoped that the loan officer–flattered and feeling a sartorial common ground–would be more likely to approve his mortgage.

United States v. Wells, 519 U.S. 482, 513 fn 14 (U.S. 1997).

The FBI vs Bow Tie Attorney

Litigation can raise blood pressure and cause out-of-character behavior. In one case, a FBI Agent threatened a bow tie wearing attorney. The attorney invited the Agent to meet him outside and also reported the threat to the Court. The judge stated the following:

Agent Long is an experienced FBI agent. Mr. Skepnek, an able attorney with a jovial personality whose in-court manner can be characterized as that of an exuberant gladiator, has a penchant for bow ties. He played football at the University of Kansas and is approximately ten years younger and forty pounds heavier than Agent Long.

Agent Long’s unprovoked conduct in the courtroom raises questions not only as to his training and ability as an FBI agent but also as to his judgment and belief in his own physical capabilities. In light of Mr. Skepnek’s strongly stated disclaimer that any intended intimidation was effective, the Court finds that the quality of the defense afforded the defendant has not been jeopardized.

The Court finds further that perhaps the appropriate sanction would be simply to direct Agent Long to attempt to carry out his threat. While Mr. Skepnek might be willing to “participate” in the imposition of this sanction as evidenced by his response to Agent Long, the Court concludes that such sanction might very well constitute cruel and unusual punishment in contravention of the eighth amendment to the United States Constitution. So, because the defendant has withdrawn any further demand for sanctions, the Court happily deems the matter MOOT.

United States v. Ryans, 1989 U.S. Dist. LEXIS 18274, 2-3 (W.D. Okla. May 5, 1989)

I’m Your Private Trademark Lawyer

In a case that could have had attorneys fighting over who would argue the merits, and others perhaps having tearful memories on how they paid off law school loans, one Court provided the trademark history of Chippendales’ “Cuffs & Collar” uniform, complete with a diagram:

The applicant, Chippendales, is in the business of providing adult entertainment services for women. It opened its first strip club in Los Angeles in 1978. In 1979, Chippendales performers began wearing an abbreviated tuxedo–wrist cuffs and a bowtie collar without a shirt–as part of their act. This costume, referred to as the “Cuffs & Collar,” was featured prominently in Chippendales’ advertising and performances over the past several decades.

It is set forth below:
TrademarkChipCaseIn November 2000, Chippendales filed an application to register the Cuffs & Collar trade dress. In 2003, the United States Patent and Trademark office (“PTO”) issued Registration No. 2,694,613 for the Cuffs & Collar for “adult entertainment services, namely exotic dancing for women.” U.S. Trademark Registration No. 2,694,613 (the “‘613 mark”). A mark that is inherently distinctive qualifies for registration under the Lanham Trademark Act (“Lanham Act”). See Pub. L. No. 79-489, 60 Stat. 427 (1946) (codified at 15 U.S.C. § 1051 et seq.). A mark can also qualify for trademark protection under Section 2(f) of the Lanham Act if the mark has become distinctive through use in connection with the applicant’s goods in commerce, known as acquired distinctiveness. See 15 U.S.C. § 1052(f) (“Section 2(f)”).

Although Chippendales submitted evidence both of “inherent” distinctiveness and, alternatively, “acquired” distinctiveness under Section 2(f) of the Lanham Act, the examining attorney in  2003 concluded that the applicant was only entitled to a registration based on acquired distinctiveness. Because of the existing procedure at the PTO at the time of the decision, Chippendales could not contest the basis of the examining attorney’s decision. The sole option at that time would have been for Chippendales to request that the registration be cancelled and that the mark be remanded for reconsideration. Chippendales was about to commence an infringement action based on the registration and thus opted not to initiate the cancellation of its registration under Section 2(f). The ‘613 mark became incontestable in 2008 under 15 U.S.C. § 1065.

In re Chippendales USA, Inc., 622 F.3d 1346, 1348-1349 (Fed. Cir. 2010).

A Lawyer & His TARDIS

JoshDr_7459We began with Doctor Who and should end with Doctor Who. Ironically, there are no US court opinions referencing Doctor Who over the last 50 years.

In fact, the references to TARDIS have nothing to do with Time And Relative Dimension In Space.

In one 2011 case, “Tardis” referred to a UK product that pertained to wire strippers and can machines. J. McIntyre Mach., Ltd. v. Nicastro, 131 S. Ct. 2780, 2797 (U.S. 2011).

TARDIS is also referenced in cases involving air traffic safety. TARDIS is an acronym for “Terminal Automated Radar Display Information System,” which is an inexpensive radar system designed for air traffic control. Collins v. United States, 564 F.3d 833, 838 (7th Cir. Ill. 2009).

The First Question

There is no question there are geek judges, as evidenced in court orders referencing Star Trek and Star Wars. Rassilon’s gauntlet is now thrown down for a judge to include a Doctor Who reference in a court opinion.

The question remains, who will be the first to reverse the polarity of the neutron flow and cite Doctor Who in a footnote?

The Force is Strong in This Court

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As you can see from the video below, Josh and I love to discuss Star Wars.  And we’re not the only ones.  With the big news about JJ Abrams directing Episode Seven, everyone is talking about Star Wars right now.  And judges are no exception to the the rule – they like Star Wars too.  (In fact, just like JJ Abrams, judges like both Star Wars and Star Trek.)

While there are many cases that involve Star Wars issues (copyright disputes, business disputes involving claims of evil empires, employee harassment cases revolving around name calling), judges also like to work in their Star Wars references just for fun.

A Galaxy Far, Far Away…

One example of just such a reference occurred last summer in People of the State of New York v. Malcolm Harris, Docket No. 2011NY080152 (N.Y. Crim. Ct. June 30, 2012).  Judge Matthew A. Sciarrino Jr. (The Legal Geeks and Above the Law are both fans of his) denied a motion by Twitter to quash a subpoena seeking discovery of defendant Malcolm Harris’s tweets and other non-content information collected by Twitter.  Noting that there can be no reasonable expection of privacy in a tweet, he emphasized the point in a footnote: “In fact, on August 1, 2012 your tweets will be sent across the universe to a galaxy far, far away.”  This reference is notable both because it’s so true – we are now sending information to galaxies far away (140 characters at a time) – and because it was placed in an order that got a lot more attention than the usual court opinion.

Star Wars ChambersJudge Sciarrino is an admitted Star Wars fan and takes that love with him to work.  The proof is in the above picture of the judge’s former court chambers.  While I don’t know of any studies that have been done to see if other judges decorate their chambers with Star Wars paraphernalia, other court orders and opinions show a similar love for the Force.

The “far, far away” references compare to the use of Star Trek’s “boldy go” language often referenced by courts.  For example, in an opinion addressing a business dispute, the plaintiff tried to argue that two transactions were not related.  The court noted, however, that “the transaction was not in another galaxy, far, far away…”  Agrippa, LLC v. Bank of America, N.A., 2011 WL 102677, at *1 (S.D.N.Y. 2011).

Spock and Yoda – Judicial Muses

While some courts have turned to Spock for guidance, it should be no surprise that courts looking for an appropriate Star Wars movie character to provide guidance turn to Yoda, the Jedi Master.

In addressing an accounting issue and net proceeds, the Seventh Circuit explained, “Size matters not, Yoda tells us. Nor does time.”  U.S. v. Hodge, 558 F.3d 630, 632 (7th Cir. 2009).

In Kentucky, the dissenting opinion put it this way: “Even Yoda, the diminutive Star Wars guru, recognized that sometimes in life we have to fish or cut bait. ‘Do or do not. There is no try.'”  Com. v. Marshall, 345 S.W.3d 822, 835 (Ky. 2011) (Cunningham, J., dissenting).

HanShotFirst_2055

Footnotes for Fun

Oddly enough, while Star Wars is arguably more pervasive in popular culture than Star Trek (inspiring debates over Lucas’s changes to official canon and even an official White House petition), it doesn’t appear to inspire the same amount of creativity among the judicial branch as Star Trek.  As a fan of footnotes, it’s hard to beat the Star Trek references to Klingon dictionaries and Romulan Cloaking Devices.  Aside from Judge Sciarrino’s footnote discussed above, I only found two other Star Wars footnotes that were very entertaining.

First, while discussing bias and prejudice during voir dire, the Seventh Circuit noted that sometimes prospective jurors attempt to avoid jury duty by behaving oddly.  In a footnote they reference Tina Fey’s jury duty in 30 Rock when her character dresses up as Princess Leia.  The court went on to note that while it was funny on TV, such behavior in an actual court could result in a finding of contempt.  See U.S. v. Hill, 552 F.3d 541, 548 (7th Cir. 2008).  Working in both a Tina Fey and a Star Wars reference into one footnote was awesome – I just wish they could have mentioned Carrie Fisher’s actual appearance on the series.

Second, another court impressed me with the depth and breadth of their footnote references.  In addressing parties who conspired to hide assets during divorce and child support proceedings, the court stated that “[t]his case is somewhat akin to deciding a dispute between Darth Vader and the Borg, or if you prefer a classical metaphor, Scylla and Charybdis.”  The court then dropped footnotes to Star Wars, Star Trek (both First Contact and The Next Generation), and Homer.  See Anthony v. Mazon, 2006 WL 1745769, at * (Cal.App. 4 Dist. 2006).  That kind of creativity is why I love footnotes – and judges who love Star Wars and Star Trek!

Andie Bolt & The Legal Geeks Talk Comedy, Cancer & Online Dating

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AndieBoltThe talented Andie Bolt, geek, comedian, and writer, joined Jessica and Josh to discuss attorneys, Slytherin House and her recent projects.
We also vent about online dating.